Section 50 - Applications for review by the Tribunal
Extract of legislation
50 | Applications for review by the Tribunal | ||
(1) | Subject to this section, an applicant may apply to the Tribunal for review of— | ||
(b) | a decision of the Information Commissioner refusing to grant access to a document in accordance with a request; | ||
(c) | a decision of the Information Commissioner deferring the provision of access to a document; | ||
(d) | a decision of an agency or Minister refusing to grant access to a document in accordance with a request, if the Information Commissioner has made a determination under section 49G(1) in respect of that request; | ||
(e) | a decision of an agency or a Minister refusing to grant access to a document that is claimed to be exempt under section 29A; | ||
(ea) | a decision of an agency or a Minister refusing to grant access to a document or refusing to amend a document, or a decision of a principal officer refusing to specify a document in a statement, that is taken to have been made under section 53; | ||
(g) | a decision as to the amount of a charge that is required to be paid before access to a document is granted, whether or not the charge has already been paid by the applicant, if the Information Commissioner has certified that the matter is one of sufficient importance for the Tribunal to consider. | ||
(2) | A person who served a notice under section 12(1) may apply to the Tribunal for a review of a decision under section 12(2)(a) not to specify a document in a statement. | ||
(3) | Subject to subsection (3AC), a person who is the subject of information in a document referred to in section 33(3) (or in the case of a deceased person, that person’s next of kin) may apply to the Tribunal for a review of a decision to disclose that document. | ||
(3AA) | Subject to subsection (3AC), a business, commercial or financial undertaking may apply to the Tribunal for a review of a decision to disclose a document referred to in section 34. | ||
(3AB) | Subject to subsection (3AC), a person who communicated information or a matter in confidence, or on whose behalf information or a matter was communicated (or in the case of a deceased person, that person’s next of kin), may apply to the Tribunal for a review of a decision to disclose a document referred to in section 35(1). | ||
(3AC) | A person or undertaking may not apply for review under subsection (3), (3A) or (3AB) if that person or undertaking consented to the disclosure of the document, and the document was disclosed in accordance with that consent. | ||
Note | |||
A person or undertaking may consent to disclosure of a document subject to the deletion of certain information in that document—see sections 33(2B), 34(3) and 35(1A). | |||
(3B) | A person who is the subject of information in a document referred to in section 39 (or, in the case of a deceased person, that person’s next-of-kin) may apply to the Tribunal for a review of a decision by the Information Commissioner or a principal officer of an agency or a Minister not to amend the document pursuant to a request under section 39. | ||
(3C) | An applicant who has applied to the Health Complaints Commissioner under Division 2 for a conciliation in relation to a decision of an agency or Minister refusing to grant access to a document in accordance with a request may apply to the Tribunal for a review of the decision of the agency or Minister if the matter is not conciliated under that Division. | ||
(3D) | An agency or Minister may apply to the Tribunal for review of a decision of the Information Commissioner under section 49P. | ||
(3F) | An agency or Minister must notify the Information Commissioner in writing as soon as practicable of an application for review under subsection (3D). | ||
(3FA) | If an application for review is made under subsection (1)(b), (c), (d) or (g), the agency or Minister concerned must, as soon as practicable, notify the Information Commissioner in writing. | ||
(3G) | An application for review of a decision cannot be made under this section by a person if— | ||
(a) | a fresh decision has been made by the agency or Minister under Division 1 and the person has accepted the fresh decision; or | ||
(b) | the decision was made by the Information Commissioner in accordance with section 49N. | ||
(3H) | A person is not entitled to apply to the Tribunal for review of a decision in relation to which subsection (1), (3), (3A) or (3AB) applies if the person has made or caused to be made an application for review of the decision to the Visitor of a University unless— | ||
(a) | the Visitor has declined to conduct that review; or | ||
(b) | a period of 30 days has elapsed since the day on which that application for review was made. | ||
(4) | On the hearing of an application for review the Tribunal shall have, in addition to any other power, the same powers as an agency or a Minister in respect of a request, including power to decide that access should be granted to an exempt document (not being a document referred to in section 28, section 29A, section 31(3), section 31A, or in section 33) where the Tribunal is of opinion that the public interest requires that access to the document should be granted under this Act. | ||
(5) | Where a certificate has been given in respect of a document under section 61ZA(2), the powers of the Tribunal do not extend to reviewing the decision to give the certificate and shall be limited to determining whether a document has been properly classified as an exempt document within the meaning of section 28. | ||
(5A) | Where a certificate has been given in respect of a document under section 29A(2), the powers of the Tribunal do not extend to reviewing the decision to give the certificate and shall be limited to determining the question whether there exist reasonable grounds for the claim that the document is an exempt document under section 29A. | ||
(6) | The Tribunal may refuse to review a decision of an agency or Minister to refuse the request of a person for access to a document if the Tribunal is satisfied that it has previously reviewed a decision of the agency or Minister to refuse access to the same document or the same information. |
The Victorian Civil and Administrative Tribunal (VCAT) is an appeal body that can review freedom of information (FOI) decisions.
VCAT is generally the second avenue for appeal, after the Office of the Victorian Information Commissioner (OVIC).2 For example, if the applicant or the agency or Minister is not happy with OVIC’s review decision, they can apply to VCAT for a review.
This section of the FOI Guidelines outlines:
- the kinds of decisions that VCAT can and cannot review;
- costs involved in a VCAT review;
- when agencies and Ministers have to notify OVIC of a VCAT review;
- what kind of powers VCAT has when reviewing a decision under the Act including the kinds of decisions VCAT can make and its public interest override;
- when a VCAT decision can be appealed.
For more information about:
- VCAT and its processes, visit VCAT’s website; and
- the timeframes for applying to VCAT for a review, see section 52 – Time for applying for review.
VCAT’s FOI review role
Like OVIC, the kind of FOI review that VCAT does is called merits review. This means VCAT considers the facts, law and policy of a decision and decides what the correct and preferable decision is. VCAT steps into the shoes of the original decision maker and makes its own decision on the application as if it were making the decision for the first time.11
When reviewing an FOI decision, VCAT will apply the same legal test that the original decision-maker applied.12 For example, if an agency refused access to a document under section 35(1)(b), VCAT will apply the test in section 35(1)(b) to determine if the exemption applies.
‘Correct and preferable’ means that VCAT must make the correct decision according to law. Where there are a range of possible correct decisions, the decision must also be the preferable one.13 A ‘correct’ decision might be taken to be one rightly made. A ‘preferable’ decision refers to a decision that involves discretion.14
VCAT is not restricted to the findings, evidence or arguments considered by the original decision- maker.15 This means that in a review, an agency or Minister may raise new grounds of exemption that were not relied upon by the original decision-maker. An applicant or agency can also submit new evidence or make different submissions.
During a review, VCAT will only look at the FOI decision that was made. VCAT:
- does not express views on a particular government policy being correct or otherwise;
- does not determine whether an agency has gone beyond its statutory powers or unlawfully used information obtained (those are legal questions for the courts);16
- will not reopen disputes that have already finalised in the courts.
If an agency is alleged to have acted poorly in performing functions under the Act, VCAT does not carry out investigations. This is more properly dealt with by OVIC under section 61O.17
When reviewing a decision under the Act, VCAT has, in addition to any of its other powers, the same powers as an agency or a Minister. This includes the power to decide that access should be granted to an exempt document where it is of the opinion that the public interest requires that access to the document should be granted.18
When conducting an FOI review, VCAT operates under the:
This part outlines when certain parties can apply to VCAT for a review. This includes, applicants, agencies or Ministers, and third parties.
When can an applicant apply to VCAT?
Generally, an applicant must apply to OVIC for a review before applying to VCAT. However, there are some instances where an applicant may apply directly to VCAT without first going through OVIC.
OVIC’s review process can be less formal than VCAT’s, as OVIC tries to informally resolve matters where it is possible to do so. This helps to resolve matters without needing a formal decision, which can save time.
For more information on OVIC reviews, see Division 1 of Part VI.
Where there is a decision to refuse or defer access to a document
An applicant must apply to OVIC for review first where an agency or Minister makes an FOI decision on the request which refuses access to part or all of the requested documents. If OVIC makes a formal review decision, the applicant can apply to VCAT for a review where a Commissioner:
Example
An applicant made a request to an agency for access to a document.
The agency provided the applicant with a decision to refuse access to the document in full, so the applicant applied to OVIC to review the agency’s decision.
On review, OVIC agreed that the document was exempt, and refused access to the document in full.
The applicant may apply to VCAT to review the decision to refuse access to the document. The applicant must apply to VCAT within 60 days of receiving OVIC’s notice of decision.34
An applicant may apply directly to VCAT without first applying to OVIC where:
- the agency or Minister has not made a decision within the required time, and the agency or Minister is deemed to have refused the request (this is called a deemed refusal);35
- the agency or Minister decides to refuse access to a document under section 29A (documents affecting national security, defence or international relations).36 OVIC cannot review these kinds of decisions.37 If a certificate has been issued under section 29A(2), VCAT cannot review the decision to grant the certificate. Instead, VCAT will consider whether reasonable grounds exist for the claim that the document is exempt under 29A.38
Example
An applicant made a request to an agency for access to a document.
The agency accepted the request and started processing it. More than 30 days have passed, and the applicant has not received a decision from the agency.39 The agency does not need to consult third parties and did not ask for an extension of time.
Because the agency has not made a decision within the required time, the agency is taken to have refused access to the requested document.40
The applicant may apply directly to VCAT to review the agency’s deemed refusal.41
An applicant cannot apply to VCAT on a deemed refusal if the agency or Minister has asked the applicant to pay access charges but the applicant has not paid a deposit (if required) or the actual charges.42
Where there is a decision to refuse to amend a document
Part V outlines the process for requesting an amendment to a document containing the individual’s personal information.
An applicant may apply to VCAT to review the Information Commissioner’s, agency’s, or Minister’s decision to not amend a document containing the individual’s personal information.45
If the agency or Minister has not made a decision within 30 days of receiving a valid amendment request, the agency or Minister is deemed to have refused to amend the document. The applicant may apply to VCAT to review this deemed refusal.46
For more information on making an amendment request, see section 39 – Person may request amendment of record.
Where there is a decision to not specify a document as required under Part II
Sections 8 and 11 require agencies to make certain documents available for inspection or purchase and to publish a statement which outlines certain kinds of documents. Under section 12(1), a person may serve a notice on a principal officer of an agency which states the person’s belief that a statement prepared under sections 8(2)(a), 8(2)(b), 11(2)(a) or 11(2)(b) is missing one or more documents.
If the agency decides not to specify the document, the person who served the notice on the agency may apply to VCAT to review that decision.51
The agency has 21 days from when it received the notice to decide whether to specify the document in the next statement.52 If the agency has not made a decision on the notice within 21 days, the agency is deemed to have refused to specify the document in the notice.53 If this happens, the person who served the notice may apply to VCAT to review the deemed refusal.54
More information
For more information, see Part II – Publication of certain documents and information.
Where there is a decision to apply access charges
An agency or Minister can ask the applicant to pay access charges under section 22. If the applicant is not satisfied with the amount of access charges they have been asked to pay, the applicant may apply to VCAT to review the amount being charged. They may apply to VCAT even if they have previously paid a deposit or the actual access charges.
However, before an applicant can apply to VCAT to review the access charges amount, they must apply to OVIC first. The Information Commissioner must certify that the matter is one of sufficient importance for VCAT to consider before an applicant can apply to VCAT.59
An applicant cannot apply to VCAT on a deemed refusal of an agency or Minister where the applicant has been asked to pay access charges but the applicant has not paid the requested deposit or the actual charges.60
Considering whether the matter is of ‘sufficient importance’
The Act does not set out what matters to consider when deciding if the matter is of sufficient importance for VCAT to consider. However, the following matters are generally considered relevant:
- A real or significant argument that there is an error in the decision to either impose the access charges or to impose the amount of access charges to be paid:
- Whether there has been an error in calculating the access charges (for example, the agency incorrectly applied items in the Regulations resulting in substantially higher access charges than permitted).
- Whether access charges should be waived because of financial hardship where the requested documents relate to the personal affairs of the applicant.
- Whether access charges for search time have been imposed where the applicant seeks access to a document containing their own personal affairs information.
- Whether an applicant has been charged for a search that was previously completed by an agency during an earlier FOI request.
- Whether access charges for search time have been imposed where the applicant’s intended use of the document is of general public interest or benefit.
- Whether access charges have been imposed for a routine request.
- A matter of public or general importance in the context of the Act that VCAT should determine includes:
- Whether the access charges have been calculated in a manner that furthers the object of the Act – to facilitate and promote the disclosure of information at the lowest reasonable cost.
- Whether there has been a change in the way an agency stores information resulting in changes to how access charges are calculated.
- Whether there is a rare, unconventional, or new method of storing information that agencies use to retrieve or make copies of documents which increases access charges.
- Whether the matter should otherwise be certified for VCAT to review in the interests of fairness and justice.
- Whether the agency has, at the request of the applicant, discussed practicable alternatives for altering the request or reducing the anticipated charge.
- The significance of the error in calculating the access charges, that resulted in substantially higher access charges than permitted:
- The circumstances of the request and the access charges decision. This may include factors such as the type of applicant and the documents requested, the applicant’s proposed use of the documents and the agency’s decision on the request, including the type or number of documents proposed to be released.
How OVIC approaches a request for an access charges certificate
Informal resolution
Where possible, OVIC will try to resolve access charges matters informally. OVIC may ask for more information from an agency or Minister about its reasons for imposing access charges and discuss this with the applicant.
A Commissioner may also form a preliminary view on whether the matter may be of sufficient importance for VCAT to consider:
- Where the preliminary view is that the Commissioner will likely decline to certify the matter, OVIC will tell the applicant and provide them with an opportunity to respond. Alternatively, the applicant may decide to withdraw their request for an access charges certificate.
- Where the Commissioner’s preliminary view is that they will likely certify the matter, OVIC will provide the agency or Minister with the Commissioner’s reasons and an opportunity to respond. The agency or Minister may decide to reconsider the access charges decision. This may result in an agency or Minister revising the amount of access charges or providing a full or partial refund.
Formal determination
If OVIC is satisfied the matter is of sufficient importance for VCAT to consider, OVIC will issue a certificate which permits the applicant to apply to VCAT for review.
If OVIC is not satisfied the matter is one of sufficient importance for VCAT to consider, the applicant cannot apply to VCAT for review of the access charges amount.
In these circumstances, the applicant may consider taking the following steps:
- pay the access charges that have been imposed by the agency to release the documents;
- narrow or re-scope the request to reduce the number of documents, which may result in a reduction in the access charges amount;
- withdraw the request and make a new amended or narrower request; or
- do not pay the access charges and no further action will be taken by the agency or Minister.
If a Commissioner makes a decision under section 49P on review and the agency or Minister is not satisfied with the decision, the agency or Minister may apply to VCAT for review.64
Third parties may apply to VCAT to review a decision to release their information under section 33, 34 or 35 provided the third party did not consent to the disclosure of their information.69 If they consented to the disclosure, they cannot apply for a review.
Example
An agency decides to release a document containing a third party’s personal information. When processing the request, the agency consulted with the third party and the third party did not agree to release their information to the applicant.
Despite the third party’s preference to not release their information, the agency considered it was not unreasonable to release the third party’s information in the circumstances and decided to release their personal information.
The agency notified the third party of its decision to release their personal information. The third party may apply to VCAT if they are not happy with the agency’s decision. The third party has 60 days to apply to VCAT from when they were notified of the decision.
VCAT can review a decision:
- to disclose a document containing a third party’s personal affairs information (as referred to in section 33(3)) where a person (or, in the case of a deceased person, that person’s next of kin) is the subject of information in that document and they did not consent to the disclosure;70
- to disclose a document containing a business, commercial or financial undertaking’s trade secrets or business affairs (as referred to in section 34) where the undertaking did not consent to the disclosure;71
- to disclose a document containing information communicated in confidence (as referred to in section 35(1)) where the person (or, in the case of a deceased person, that person’s next of kin) did not consent to the disclosure.72
There are some decisions VCAT cannot review.
VCAT cannot review:
- a decision to disclose a third party’s information for the purpose of sections 33, 34 or 35 if the third party consented to the disclosure;82
- a fresh decision made under section 49L or 49M if the applicant agrees with the decision (or the applicant is taken to agree with the fresh decision because they have not advised OVIC within 28 days of being notified of the decision whether they agree with it or not);83
- the decision was made by the Information Commissioner under section 49N;84
- a decision to refuse to waive or reduce the application fee (OVIC can review this);85
- a decision to give a certificate under section 61ZA(2), which certifies that information or a document is, or would be if it existed, an exempt document under section 28. VCAT cannot review the decision to issue the certificate, but VCAT can review whether a document has been properly classified as an exempt document under section 28;86
- a decision to give a certificate under section 29A(2), which certifies that a document is, or would be if it existed, exempt under section 29A(1), 29A(1A), or 29A(1B). VCAT cannot review the decision to give a certificate, but VCAT can determine whether there are reasonable grounds to claim that the document is exempt under section 29A.87
VCAT may refuse to review an agency or Minister’s decision to refuse access to a document or information if VCAT is satisfied that it has previously reviewed the agency or Minister’s decision to refuse access to the same document or the same information.88
Example
Parker v Court Services Victoria 89
The applicant requested access to unedited CCTV footage at the Magistrates’ Court at a particular time and date. He was concerned that someone had signed in as him at the front desk for a nefarious purpose and wished to identify who that person was.
The agency refused access to the document.
On appeal, VCAT agreed with the decision to refuse access.
The applicant made another request asking for edited footage to remove the faces of everyone except himself and two other specified persons. He also asked for an opportunity to view the unedited footage so he could see if there were any other people present.
VCAT dismissed the proceeding under section 75(1)(b) of the Victorian Civil and Administrative Tribunal Act 1998 (Vic) because the second request was the same as the first one which VCAT had refused.
Although the applicant tried to exclude identifying information of some people, his request to have access to the faces of certain people meant he was still seeking the same information as in his first request.
VCAT also said that requesting access by viewing is not material to whether the requests are the same for the purposes of the Act. That is because regardless of the form of access, access is still being sought for the same information.
An applicant cannot use section 50 to ask VCAT to consider disciplinary action against an agency or Minister under section 61.90
Where a certificate has been issued under section 61ZA(2) or 29A(2)
For documents claimed to be exempt under section 28 (Cabinet documents) or section 29A (documents affecting national security, defence or international relations), the agency or Minister may certify that the document is (or would be if it existed) of the kind described in the exemption.
These kinds of certificates are called ‘conclusive certificates’. They claim that the document is or, if it existed, would be an exempt document.
OVIC cannot conduct a review, handle a complaint or conduct an investigation in relation to a conclusive certificate.94 Similarly, OVIC cannot question whether a document is of a kind falling within the categories over which a conclusive certificate can be issued.
While VCAT cannot review the decision to issue a certificate, VCAT can determine on review:
- for certificates under section 61ZA(2) (Cabinet documents), whether a document has been properly classified as an exempt document within the meaning of section 28.95
- for certificates under section 29A(2) (documents affecting national security, defence or international relations), the question as to whether reasonable grounds exist for the claim that the document is an exempt document under section 29A.96
Deciding whether reasonable grounds exist
Deciding whether reasonable grounds exist for the claim that the document is exempt under section 29A is objective and requires consideration of competing facets of the public interest.99
Example
In Willner v City of Melbourne,100 the applicant requested 24 hours of continuous CCTV footage recorded at the entrance to Flinders Street Station on a particular day for an art installation.
A certificate was issued under section 29A(2).
VCAT considered whether reasonable grounds existed for the certificate.
VCAT found that there were reasonable grounds for issuing a certificate for the following reasons:
- the entrance to Flinders Street is iconic and integral to Victoria’s public transport network;
- tens of thousands of people pass through the station every day. It is a possible, even likely, target for a terrorist attack;
- the CCTV footage would permit the identification of the location of CCTV cameras where the precise location of the cameras is not publicly known;
- disclosure would allow the viewer to determine the scope of coverage of the cameras;
- disclosure would identify premises or parts of premises which are not within the view of the camera;
- disclosure would provide information to the viewer of the horizontal movement, tilt and swivel capacity and default settings of the cameras;
- access would provide information as to the capacity of the cameras to operate in different light conditions
- disclosure would provide information as to the use of the cameras for law enforcement and evidence collection purposes;
- disclosure could increase the risk of vandalism or damage to the cameras; and
- disclosure may cause embarrassment to persons observed by the cameras.
VCAT process for deciding whether reasonable grounds exist for section 29A
VCAT’s procedures in relation to determining the question whether reasonable grounds exist for the claim in a section 29A certificate are set out in Schedule 1 Part 8 of the VCAT Act (clauses 29B, 29C and 29D).
VCAT must hold in private any part of the proceeding during which evidence or information is given or any documents are produced by:
- an agency or an officer of an agency; or
- a Department Head or a member of staff of a Department Head; or
- the Chief Commissioner of Police or a member of Victoria Police personnel.105
VCAT must also hold the proceeding in private where a submission is made to it by or on behalf of an agency, Department Head or the Chief Commissioner of Police in relation to the claim that the document is an exempt document.106
For any other part of the proceeding, VCAT must hold the hearing in public.107 This may be subject to VCAT’s other powers to hold the hearing in private. For example, under section 17 of the Open Courts Act 2013 (Vic), VCAT may make a suppression order to prohibit or restrict the disclosure by publication or otherwise of:
- a report of the whole or any part of a proceeding;
- any information derived from a proceeding.108
There are fees associated with a VCAT review (such as an application fee in some instances, hearing fees in some instances and additional fees after VCAT makes an order).
If an applicant is facing financial hardship, they may be eligible for fee relief.
However, there are no application fees for FOI matters where:
- the agency has not made a decision on time (deemed refusal); or
- the document relates to the applicant’s own personal affairs.113
For matters where no application fee applies, there is also no hearing fee (normally, there are daily hearing fees).114
The default position is that each party is to meet its own costs.115 However, in some instances, VCAT may order one party to pay the other party’s costs. This might be where:
- one party conducted the proceedings in a way that unnecessarily disadvantaged another party;
- a party was responsible for unreasonably prolonging the time taken to complete the proceeding;
- the relative strengths of the claims made by each of the parties, including whether a party has made a claim that has no tenable basis in fact or law;
- the nature and complexity of the proceeding; and
- any other matter the Tribunal considers relevant.116
Answer a few quick questions on VCAT’s website to get a better understanding of the fees that might apply to your matter.
An agency or Minister must tell OVIC when it or someone else applies to VCAT for a review of the agency or Minister’s FOI decision or decision to require the applicant to pay access charges.
As soon as practicable, the relevant agency or Minister must notify OVIC if:
- the agency or Minister applies to VCAT to review OVIC’s review decision made under section 49P;119 or
- an application for review has been made to VCAT by the applicant about:
- OVIC’s review decision made under section 49P;
- a review of an agency or Minister’s decision to refuse access to a document where OVIC decides to not accept or dismisses the review;
- the amount of access charges to be paid, where OVIC has certified the matter.120
If a VCAT review goes to a hearing, VCAT has the same powers as an agency or Minister regarding a request.127
VCAT may make an order to:
- affirm the decision under review (this means VCAT upholds the decision being reviewed as the correct and preferable decision and the decision does not change);128
- vary the decision under review (this means VCAT changes part of, but not the entire, decision);129
- set aside the decision under review and make another decision in substitution for it (this means VCAT replaces the original decision with a new decision);130 or
- set aside the decision under review and send the matter back to the decision-maker to reconsider in line with any VCAT directions or recommendations.131
VCAT will provide a written decision with reasons for its decision.132
For more information on VCAT decisions and orders, visit VCAT’s website (decisions and orders). VCAT publishes decisions on the Australasian Legal Information Institute (AustLII) website. Read VCAT decisions here.
The public interest override
In addition to having the same powers as an agency or Minister during an FOI review, VCAT also has the power to grant access to an exempt document.144
VCAT may decide that access should be granted where VCAT is of the opinion that the public interest requires that access to the document should be granted under the Act.145 This is referred to as the ‘public interest override.’
VCAT cannot exercise the public interest override in relation to:
- documents that are exempt under section 28, section 29A, section 31A, section 31(3) and section 33; or
- a decision under section 25A(1). 146
The agency or Minister must show that disclosure under the Act would be contrary to the public interest.154
What is the public interest?
Public interest refers to matters such as standards of human conduct and the functioning of government and government instrumentalities that are accepted and acknowledged as being for the good order of society and for the wellbeing of its members.161
The interest is the interest of the public, not the interest of an individual or individuals.162
However, there may be a public interest in righting injustice done to an individual.163
Example
In AB v Department of Human Services, VCAT noted that where an individual has been the victim of an unlawful act, there is a public interest in facilitating that individual’s right to discover the circumstances giving rise to that unlawful act and the identity of the person responsible.164
The Act does not define or limit what may be relevant to the public interest.165 The expression ‘public interest’:
… classically imports a discretionary value judgment to be made by reference to undefined factual matters, confined only ‘in so far as the subject matter and the scope and purpose of the statutory enactments may enable … given reasons to be [pronounced] definitely extraneous to any objects the legislature could have had in view.166
Using the public interest override
VCAT may exercise the public interest override if:
- VCAT is of the view that the document is exempt (if it is not exempt, the document should be released);176
- there is sufficient evidence to support an opinion that the public interest requires that access should be granted to the exempt document; and
- VCAT actually forms the opinion that the public interest requires that access should be granted (this is an evaluation that VCAT does based on the facts).177
Whether the public interest requires disclosure is a question of fact in each case.
In deciding whether to use the public interest override, the public interest must require release of the document (it is not enough that it is in the public interest to release the document).178 The public interest must be so strong that it overrides the factors that made the document exempt in the first place.179 The strength of the public interest depends on the nature and strength of the factors that made the document exempt.180
Release must be in the public interest, not just ‘of public interest’.181
Example
In Director of Public Prosecutions v Smith, the Supreme Court said:
… in the daily affairs of the community events occur which attract public attention. Such events of interest to the public may or may not be ones which are for the benefit of the public; it follows that such form of interest per se is not a facet of the public interest.182
Factors in favour of establishing the public interest:
- the documents reveal some illegality, impropriety, sharp practice, or wrongdoing by government;183
- holding government to account for its actions and enabling the public to have enough information consider and debate the issues at hand.
Example
In Thwaites v Department of Health and Community Services (unreported, AAT of Vic, Nedovic OM, 22 August 1994), the Administrative Appeals Tribunal found that there was a public interest in disclosing the amount that the government spent on offices for Ministers and other persons funded by the taxpayer.
The need to ‘clear the air’ or to have “transparency in government” may not be sufficient.184
The public interest override and exemptions with public interest tests
Some exemptions in Part IV have a public interest test. To find a document is exempt under those exemptions means it has been decided that it would be contrary to the public interest to release the document (or otherwise depending on the wording of the public interest test).
In these scenarios, considering whether the public interest requires disclosure of the document may involve considering a wider range of public interests than what may be considered under the specific exemption.188
Because of the nature of the public interest in preserving confidentiality of documents that are exempt under section 32 or section 38, there must be public interest factors ‘of a high order’ requiring disclosure for the override to apply.189
Examples
Section 32
Roberts v Southern Rural Water [2002] VCAT 1423
The applicant argued that documents that were exempt under section 32 should be released because the public interest required it. The applicant believed the agency had conducted a malicious prosecution campaign against him, was involved in corruption, provided false answers to questions, tampered with witnesses and tampered with tape recordings.
VCAT acknowledged that there is an element of public interest in knowing that the officers of a public authority conducted themselves in a proper and just manner. However, in this case there was no evidence that the applicant’s allegations were true. VCAT was not satisfied the public interest in disclosure overrode the public interest in preserving legal professional privilege.
Section 38
David Syme and Co v Victorian Casino and Gaming Authority (1995) 8 VAR 212
The AAT held that Parliament’s intention that certain documents remain secret under the Casino Control Act 1991 had to be taken into account in deciding whether the public interest required disclosure.
The AAT said that:
… if it could be established that there has been a breakdown in the licensing process or if some illegality, impropriety or potential wrongdoing can be demonstrated, and the documents would reveal that, then it would be in the public interest to release the documents.
Seaman v Victoria Legal Aid [2008] VCAT 589
The applicant sought access to an unrevised transcript of a Judge’s charges to a jury in a criminal trial and the full statement of appeal grounds prepared by a Legal Aid solicitor.
The documents were claimed to be exempt under section 38 (with section 43 of the Legal Aid Act 1978).190
VCAT was satisfied that section 38 applied to the documents.
VCAT then had to consider whether the public interest override applied. VCAT noted that the protection afforded by section 38 is of the utmost importance and did not use the public interest override to grant access to the documents.
Explaining the decision not to use the override, VCAT stated:
To release these documents would be to place an impediment in the way of VLA giving frank and fearless advice, of obtaining relevant documents, and would destroy the trust between practitioner and client which was essential to the operation of VLA.
A party to a VCAT review may appeal a VCAT decision on a question of law only (if the person believes VCAT made a mistake in the way it applied the law).193 There are time limits and certain permissions a person must seek before they may apply for an appeal.
For more information on how to appeal a VCAT decision (including who to apply to, time limits, fees, and legal advice), visit VCAT’s webpage ‘Appeal a VCAT decision’.
The Supreme Court can hear appeals from VCAT and conduct judicial reviews of administrative decisions.194 Relief may also be available from the Supreme Court via originating motion for judicial review under order 56 of the Supreme Court (General Civil Procedure) Rules 2015.
See also, section 63BA which relates to applications to the Supreme Court for determining whether the Information Commissioner or the Public Access Deputy Commissioner has jurisdiction to serve a notice to produce or attend.
More information
For more information on:
- VCAT and its processes visit VCAT’s website;
- who the parties are in a VCAT review, see section 54 – Parties;
- applying to OVIC for a review, see section 49A – Applications to Information Commissioner for review;
- the Victorian Supreme Court and its processes, visit the Court’s website.
- The FOI Guidelines refers to ‘OVIC’ to mean the Information Commissioner and the Public Access Deputy Commissioner and OVIC staff who assist in the conduct of reviews under the Act.
- The FOI Guidelines refers to ‘OVIC’ to mean the Information Commissioner and the Public Access Deputy Commissioner and OVIC staff who assist in the conduct of reviews under the Act.
- Encyclopaedic Australian Legal Dictionary, ‘merits review.’
- BFK v Victims of Crime Assistance Tribunal [2017] VSC 736 [21].
- Drake v Minister for Immigration and Ethnic Affairs (1979) 24 ALR 577.
- Shi v Migration Agents Registration Authority (2008) 235 CLR 286 [147] per Kiefel J (with whom Crennan J agreed).
- Osland v Department of Justice (2008) 234 CLR 275; Towie v Medical Practitioners Board (Vic) [2004] VCAT 2545 [20].
- Roy Morgan Research Centre Pty Ltd v State Revenue Office (unreported, VCAT, Coghlan DP, 17 June 1999).
- Roy Morgan Research Centre Pty Ltd v State Revenue Office (unreported, VCAT, Coghlan DP, 17 June 1999).
- Freedom of Information Act 1982 (Vic), section 50(4).
- Encyclopaedic Australian Legal Dictionary, ‘merits review.’
- BFK v Victims of Crime Assistance Tribunal [2017] VSC 736 [21].
- Drake v Minister for Immigration and Ethnic Affairs (1979) 24 ALR 577.
- Shi v Migration Agents Registration Authority (2008) 235 CLR 286 [147] per Kiefel J (with whom Crennan J agreed).
- Osland v Department of Justice (2008) 234 CLR 275; Towie v Medical Practitioners Board (Vic) [2004] VCAT 2545 [20].
- Roy Morgan Research Centre Pty Ltd v State Revenue Office (unreported, VCAT, Coghlan DP, 17 June 1999).
- Roy Morgan Research Centre Pty Ltd v State Revenue Office (unreported, VCAT, Coghlan DP, 17 June 1999).
- Freedom of Information Act 1982 (Vic), section 50(4).
- Freedom of Information Act 1982 (Vic), sections 50(1)(a) and 50(1)(b).
- Freedom of Information Act 1982 (Vic), section 50(1)(d).
- Freedom of Information Act 1982 (Vic), section 49J. See section 49J(3) for information on timeframes and OVIC’s review.
- See section 52 for more information about how long an applicant has to apply for review at VCAT.
- Freedom of Information Act 1982 (Vic), sections 50(1)(ea) and 53.
- Freedom of Information Act 1982 (Vic), section 50(1)(e).
- Freedom of Information Act 1982 (Vic), section 49A(4).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- See section 21 for more information on how long an agency or Minister has to make a decision on a request.
- Freedom of Information Act 1982 (Vic), section 53.
- See section 52 for more information about how long an applicant has to apply for review at VCAT.
- Chopra v Victorian Institute of Teaching (Review and Regulation) [2023] VCAT 341.
- Freedom of Information Act 1982 (Vic), sections 50(1)(a) and 50(1)(b).
- Freedom of Information Act 1982 (Vic), section 50(1)(d).
- Freedom of Information Act 1982 (Vic), section 49J. See section 49J(3) for information on timeframes and OVIC’s review.
- See section 52 for more information about how long an applicant has to apply for review at VCAT.
- Freedom of Information Act 1982 (Vic), sections 50(1)(ea) and 53.
- Freedom of Information Act 1982 (Vic), section 50(1)(e).
- Freedom of Information Act 1982 (Vic), section 49A(4).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- See section 21 for more information on how long an agency or Minister has to make a decision on a request.
- Freedom of Information Act 1982 (Vic), section 53.
- See section 52 for more information about how long an applicant has to apply for review at VCAT.
- Chopra v Victorian Institute of Teaching (Review and Regulation) [2023] VCAT 341.
- Freedom of Information Act 1982 (Vic), section 50(3B).
- Freedom of Information Act 1982 (Vic), sections 50(1)(ea) and 53.
- Freedom of Information Act 1982 (Vic), section 50(3B).
- Freedom of Information Act 1982 (Vic), sections 50(1)(ea) and 53.
- Freedom of Information Act 1982 (Vic), section 50(2).
- Freedom of Information Act 1982 (Vic), section 12(2)(a).
- Freedom of Information Act 1982 (Vic), section 53(2).
- Freedom of Information Act 1982 (Vic), section 50(1)(ea).
- Freedom of Information Act 1982 (Vic), section 50(2).
- Freedom of Information Act 1982 (Vic), section 12(2)(a).
- Freedom of Information Act 1982 (Vic), section 53(2).
- Freedom of Information Act 1982 (Vic), section 50(1)(ea).
- Freedom of Information Act 1982 (Vic), section 50(1)(g).
- hopra v Victorian Institute of Teaching (Review and Regulation) [2023] VCAT 341.
- Freedom of Information Act 1982 (Vic), section 59.
- Freedom of Information Act 1982 (Vic), section 59(2).
- Freedom of Information Act 1982 (Vic), section 50(1)(g).
- hopra v Victorian Institute of Teaching (Review and Regulation) [2023] VCAT 341.
- Freedom of Information Act 1982 (Vic), section 59.
- Freedom of Information Act 1982 (Vic), section 59(2).
- Freedom of Information Act 1982 (Vic), sections 50(3D).
- Freedom of Information Act 1982 (Vic), sections 50(3D).
- Freedom of Information Act 1982 (Vic), sections 50(3), 50(3A), 50(3AB) and 50(3AC).
- Freedom of Information Act 1982 (Vic), sections 50(3) and 50(3AC).
- Freedom of Information Act 1982 (Vic), sections 50(3A) and 50(3AC).
- Freedom of Information Act 1982 (Vic), section 50(3AB).
- Freedom of Information Act 1982 (Vic), sections 50(3), 50(3A), 50(3AB) and 50(3AC).
- Freedom of Information Act 1982 (Vic), sections 50(3) and 50(3AC).
- Freedom of Information Act 1982 (Vic), sections 50(3A) and 50(3AC).
- Freedom of Information Act 1982 (Vic), section 50(3AB).
- Freedom of Information Act 1982 (Vic), section 50(3AB).
- Freedom of Information Act 1982 (Vic), sections 49MA(1), 49L(7), 49M(7), 50(3G)(a).
- Freedom of Information Act 1982 (Vic), sections 49N, 50(3G)(b).
- Gordon v Mornington Peninsula Shire Council (2005) 23 VAR 394; [2005] VCAT 1710 at [13]; McKechnie v Department of Justice and Community Safety [2019] VCAT 432. Freedom of Information Act 1982 (Vic), section 49A(1)(c).
- Freedom of Information Act 1982 (Vic), section 50(5).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- Freedom of Information Act 1982 (Vic), section 50(6).
- Parker v Court Services Victoria (Review and Regulation) [2022] VCAT 431 (21 April 2022).
- Roberts v Southern Rural Water (unreported, VCAT, Preuss SM, 20 April 2000).
- Freedom of Information Act 1982 (Vic), section 50(3AB).
- Freedom of Information Act 1982 (Vic), sections 49MA(1), 49L(7), 49M(7), 50(3G)(a).
- Freedom of Information Act 1982 (Vic), sections 49N, 50(3G)(b).
- Gordon v Mornington Peninsula Shire Council (2005) 23 VAR 394; [2005] VCAT 1710 at [13]; McKechnie v Department of Justice and Community Safety [2019] VCAT 432. Freedom of Information Act 1982 (Vic), section 49A(1)(c).
- Freedom of Information Act 1982 (Vic), section 50(5).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- Freedom of Information Act 1982 (Vic), section 50(6).
- Parker v Court Services Victoria (Review and Regulation) [2022] VCAT 431 (21 April 2022).
- Roberts v Southern Rural Water (unreported, VCAT, Preuss SM, 20 April 2000).
- Freedom of Information Act 1982 (Vic), section 29A(3).
- Freedom of Information Act 1982 (Vic), section 50(5).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- Freedom of Information Act 1982 (Vic), section 29A(3).
- Freedom of Information Act 1982 (Vic), section 50(5).
- Freedom of Information Act 1982 (Vic), section 50(5A).
- McKinnon v Secretary, Department of Treasury.
- Willner v City of Melbourne (Review and Regulation) [2015] VCAT 1594.
- McKinnon v Secretary, Department of Treasury.
- Willner v City of Melbourne (Review and Regulation) [2015] VCAT 1594.
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D(1)(a)(i)-(iii).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D(1)(b).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D.
- Open Courts Act 2013 (Vic), section 17.
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D(1)(a)(i)-(iii).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D(1)(b).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), Schedule 1, clause 29D.
- Open Courts Act 2013 (Vic), section 17.
- Victorian Civil and Administrative Tribunal, Fees at VCAT, viewed online 1 September 2023 (https://www.vcat.vic.gov.au/fees).
- Victorian Civil and Administrative Tribunal, Fees at VCAT, viewed online 1 September 2023 (https://www.vcat.vic.gov.au/fees).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 109(1).
- See sections 109(3)(a)-(e) of the Victorian Civil and Administrative Tribunal Act 1998 (Vic).
- Victorian Civil and Administrative Tribunal, Fees at VCAT, viewed online 1 September 2023 (https://www.vcat.vic.gov.au/fees).
- Victorian Civil and Administrative Tribunal, Fees at VCAT, viewed online 1 September 2023 (https://www.vcat.vic.gov.au/fees).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 109(1).
- See sections 109(3)(a)-(e) of the Victorian Civil and Administrative Tribunal Act 1998 (Vic).
- Freedom of Information Act 1982 (Vic), section 50(3F).
- Freedom of Information Act 1982 (Vic), section 50(3FA).
- Freedom of Information Act 1982 (Vic), section 50(3F).
- Freedom of Information Act 1982 (Vic), section 50(3FA).
- Freedom of Information Act 1982 (Vic), section 50(4).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(a).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(b).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(c).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(d).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), sections 116 and 117.
- Freedom of Information Act 1982 (Vic), section 50(4).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(a).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(b).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(c).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 51(2)(d).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), sections 116 and 117.
- Freedom of Information Act 1982 (Vic), section 50(4).
- Freedom of Information Act 1982 (Vic), section 50(4).
- Wright v State Electricity Commission [No 1] (unreported, VCAT, Mega SM, 29 July 1998).
- See Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- See Osland v Department of Justice (2010) 241 CLR 320; 84 ALJR 528; [2010] HCA 24.
- See Marple v Department of Agriculture (1995) 9 VAR 29; Thwaites v Department of Health and Community Services (unreported, AAT of Vic, Nedovic PM, 22 August 1994).
- See Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- See David Syme & Co Ltd v Victorian Casino & Gaming Authority (1995) 8 VAR 212; Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- Osland v Department of Justice (2008) 234 CLR 275; 82 ALJR 1288; [2008] HCA 37, 287-288 (CLR) (Gleeson CJ, Gummow, Heydon and Keifel JJ).
- Knight v Corrections Victoria [2010] VSC 338 [58].
- Department of Premier & Cabinet v Hulls [1999] VSCA 117, Coulson v Department of Premier and Cabinet [2018] VCAT 229.
- Freedom of Information Act 1982 (Vic), section 50(4).
- Freedom of Information Act 1982 (Vic), section 50(4).
- Wright v State Electricity Commission [No 1] (unreported, VCAT, Mega SM, 29 July 1998).
- See Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- See Osland v Department of Justice (2010) 241 CLR 320; 84 ALJR 528; [2010] HCA 24.
- See Marple v Department of Agriculture (1995) 9 VAR 29; Thwaites v Department of Health and Community Services (unreported, AAT of Vic, Nedovic PM, 22 August 1994).
- See Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- See David Syme & Co Ltd v Victorian Casino & Gaming Authority (1995) 8 VAR 212; Department of Premier & Cabinet v Hulls [1999] 3 VR 331.
- Osland v Department of Justice (2008) 234 CLR 275; 82 ALJR 1288; [2008] HCA 37, 287-288 (CLR) (Gleeson CJ, Gummow, Heydon and Keifel JJ).
- Knight v Corrections Victoria [2010] VSC 338 [58].
- Department of Premier & Cabinet v Hulls [1999] VSCA 117, Coulson v Department of Premier and Cabinet [2018] VCAT 229.
- Director of Public Prosecutions v Smith [1991] 1 VR 63 per Kaye, Fullagar and Ormiston JJ, 75.
- Director of Public Prosecutions v Smith [1991] 1 VR 63 per Kaye, Fullagar and Ormiston JJ, 75. Pratt v Psychologists Registration Board of Victoria (unreported, AAT of Vic, Judge Wood p, 28 April 1998).
- Ambikapathy v Victorian Legal Aid [1999] VCAT 1361.
- AB v Department of Human Services [2001] VCAT 2020.
- Osland v Department of Justice [2010] HCA 24, [13].
- O’Sullivan v Farrer (1989) 168 CLR 210, 216.
- Director of Public Prosecutions v Smith [1991] 1 VR 63 per Kaye, Fullagar and Ormiston JJ, 75.
- Director of Public Prosecutions v Smith [1991] 1 VR 63 per Kaye, Fullagar and Ormiston JJ, 75. Pratt v Psychologists Registration Board of Victoria (unreported, AAT of Vic, Judge Wood p, 28 April 1998).
- Ambikapathy v Victorian Legal Aid [1999] VCAT 1361.
- AB v Department of Human Services [2001] VCAT 2020.
- Osland v Department of Justice [2010] HCA 24, [13].
- O’Sullivan v Farrer (1989) 168 CLR 210, 216.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 24.
- Osland v Department of Justice (2010) 241 CLR 320; 84 ALJR 528; [2010] HCA 24.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 31.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 26, 35.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 31; Trotter v Department of Justice [2003] VCAT 394 (27 March 2003) [15].
- Director of Public Prosecutions v Smith [1991] 1 VR 63.
- Director of Public Prosecutions v Smith [1991] 1 VR 63.
- Gill v Department of Industry, Technology and Resources (1985) 1 VAR 97.
- Osland v Department of Justice (2008) 234 CLR 275.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 24.
- Osland v Department of Justice (2010) 241 CLR 320; 84 ALJR 528; [2010] HCA 24.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 31.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 26, 35.
- Department of Premier and Cabinet v Hulls [1999] VSCA 117, 31; Trotter v Department of Justice [2003] VCAT 394 (27 March 2003) [15].
- Director of Public Prosecutions v Smith [1991] 1 VR 63.
- Director of Public Prosecutions v Smith [1991] 1 VR 63.
- Gill v Department of Industry, Technology and Resources (1985) 1 VAR 97.
- Osland v Department of Justice (2008) 234 CLR 275.
- Mildenhall v Department of Education [1998] VCAT 465. Department of Premier and Cabinet v Hulls [1999] 3 VR 331.
- Chadwick v Department of Property and Services (1987) 1 VAR 444 455-456. Seaman v Victorian Legal Aid [2008] VCAT 589 at [32]. Re Coburg Brunswick Community Legal and Financial Counselling Centre and Department of Justice (1999) 15 VAR 208.
- The documents were also claimed to be exempt under section 33 (unreasonable disclosure of a person’s personal affairs).
- Mildenhall v Department of Education [1998] VCAT 465. Department of Premier and Cabinet v Hulls [1999] 3 VR 331.
- Chadwick v Department of Property and Services (1987) 1 VAR 444 455-456. Seaman v Victorian Legal Aid [2008] VCAT 589 at [32]. Re Coburg Brunswick Community Legal and Financial Counselling Centre and Department of Justice (1999) 15 VAR 208.
- The documents were also claimed to be exempt under section 33 (unreasonable disclosure of a person’s personal affairs).
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 148(1).
- Administrative Law Act 1978 (Vic), section 3; Supreme Court of Victoria, How the Court Works, Trial Division (viewed on 4 August 2023) https://www.supremecourt.vic.gov.au/about-the-court/how-the-court-works.
- Victorian Civil and Administrative Tribunal Act 1998 (Vic), section 148(1).
- Administrative Law Act 1978 (Vic), section 3; Supreme Court of Victoria, How the Court Works, Trial Division (viewed on 4 August 2023) https://www.supremecourt.vic.gov.au/about-the-court/how-the-court-works.